$28.0 Million Senior and Subordinated Debt
Business Services Company – The owner of this UK-based company approached us to help them arrange acquisition financing in the US. This company is purchasing its US reseller to allow them to expand distribution of their best of breed product line in the US. We arranged a $28 million senior and subordinated debt acquisition facility to allow our client to purchase the company without any additional investment of equity capital on the part of the owner.
$3 Million Preferred Stock
Advanced Materials Technology Company – The owner of this New Jersey based company approached us to introduce him to our network of venture capital investors. This company has a groundbreaking energy technology and needed growth capital to commercialize it. We provided an introduction to a Connecticut-based Venture Capital firm. This firm invested $3 million of Series A Preferred stock in the Company at a favorable valuation for the owner.
$4.5 Million Mezzanine Debt
Specialty Distribution Company – The CEO of this New York based company approached us to help him engineer a management buy-out of this Company. This individual wanted to maximize his equity ownership of the Company but had little fresh equity capital to invest in the deal. We arranged a $4.5 mezzanine financing for them which allowed them to buy out their parent without putting in any additional personal capital.
$4 Million Mezzanine Debt
Specialty Retail Company – The owner of this New York based company approached us to help him find equity capital to accelerate store openings. We suggested that he consider raising mezzanine debt instead of equity capital as a lower cost way of financing growth. We arranged a $4.0 million mezzanine financing which allowed them to accelerate their growth plan. Dave Barnitt currently serves as a Board Member of this Company.
$2.5 Million Preferred Stock
Lighting Technology Company – The owner of this New York based company approached us to introduce him to our network of venture capital investors. This company has a revolutionary air quality technology and needed growth capital to commercialize it. We provided an introduction to a Connecticut-based Venture Capital firm. This firm invested $2.5 million of Series A Preferred stock in the Company at a favorable valuation for the owner.
$2.5 Million Preferred Stock
Communication Services Company – The owners of this company approached us to help them in their capital search. They developed a powerful triple play model of communication services but needed capital to proceed with the roll-out. We provided an introduction to a New York-based Venture Capital firm. This firm invested $2.5 million of Series A Preferred stock at a favorable valuation for the owners.